Alistair MacDougall

Technical Manager, ATEB Compliance

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Alistair has an extensive consultancy, technical and training background and has worked at senior level with some of the largest names in the industry. ATEB first came across Alistair when he was developing RDR strategies for AXA Wealth. Over 35 years financial services experience within the IFA and Investment sectors. Wide ranging technical knowledge; detailed understanding of the FCA Handbook and its application and well versed in ESMA (European Securities and Markets Authority) policies. Expansive knowledge of MIFID II, GDPR, SM&CR and VAT. Key responsibilities include delivery of training to ATEB customers; maintaining content of the ATEB compliance manual and toolkit and producing technical IP, newsletters and regulatory horizon scanning. Worked with the FCA Specialist Supervision Department as part of the SIPP and NMPI (S55 VVOP) initiative in which ATEB acted as lead skilled person. Extensive involvement with “British Steel DB Transfer Firm” remedial work and various other DB transfer and S166 projects.